Guardian Portfolio Service’s staff and representatives are routinely updated and tested in their knowledge of regulations to ensure best practice standards are met and exceeded. Additionally, we ensure effective regulatory compliance’s are followed and continually receive updates through our strategic compliance partners.
Guardian Portfolio Services, Inc. adheres to the highest compliance standards and is proud to maintain SOC 2 certification, ensuring the highest level security and privacy for your data. SOC 2 standards are similar in structure and general approach to the SSAE 16/SOC 1 reporting standard (legacy SAS70), but also allows the flexibility to incorporate additional suitable criteria, for example, around adherence to public industry-specific frameworks such as the HITRUST Common Security Framework (CSF). The principles of the SOC Complaince are: